Compliance monitoring, not only identification, but also investigation and root cause analysis. Product knowledge is important, particularly fixed income, credit ratings, etc.
Trade support, derivative transactions that need booking (understanding trade lifecycle). Not high volume.
Data & reporting experience Clearwater is used as an accounting platform. We need them to understand if data is missing and what needs to be done. We don't need an expert in Clearwater; we need someone who understands the data (understand, explain, and resolve queries).
Reconciliations: We need someone who can autonomously investigate the data, e.g. custodian reconciliations. Investigate, understand, explain, justify.
Key responsibilities include monitoring and investigating compliance exceptions, supporting the trade lifecycle and derivative transaction booking process, performing data analysis and reporting activities, managing reconciliations with custodians and other stakeholders, and independently resolving data discrepancies. The individual should be able to interpret financial and accounting data, investigate issues autonomously, provide clear explanations to stakeholders, and ensure the accuracy and integrity of investment records and reporting.
- Investment Compliance Monitoring & Investigation
- Root Cause Analysis & Issue Resolution
- Fixed Income & Credit Product Knowledge
- Derivative Trade Lifecycle Management
- Trade Support & Transaction Booking
- Investment Data Analysis & Reporting
- Reconciliations (Custodian, Position, Cash & Holdings)
- Financial Markets & Securities Knowledge
- Stakeholder Management & Query Resolution
- Analytical Thinking & Problem Solving
- Accounting Platform/Data Understanding (e.g., Clearwater)
- Attention to Detail & Risk Awareness
- Regulatory & Control Framework Understanding
- Advanced Excel and Data Interpretation Skills
EXL (NASDAQ: EXLS) is a leading data analytics and digital operations and solutions company. We partner with clients using a data and AI-led approach to reinvent business models, drive better business outcomes and unlock growth with speed. EXL harnesses the power of data, analytics, AI, and deep industry knowledge to transform operations for the world’s leading corporations in industries including insurance, healthcare, banking and financial services, media and retail, among others. EXL was founded in 1999 with the core values of innovation, collaboration, excellence, integrity and respect. We are headquartered in New York and have more than 54,000 employees spanning six continents. For more information, visit www.exlservice.com.