The Wealth Management Operations Associate provides full support to one or more Lead Advisors & will primarily manage the execution of all of the Lead Advisors’ recommendations, preparation & closure of client meetings. Those responsibilities include data collection for financial planning, investment analysis & operations, trade execution, investment account opening & maintenance, risk management implementation & service, note-taking, & drafting client communications. This position will allow the associate to get broad exposure to an integrated financial planning practice.

Daily Time Spent

75% Operational Tasks
10% Long-Term Projects
10% Case Prep
5% Second Chair

Licensing Track

All associates must obtain Life & Health, SIE, Series 7, and Series 63 within the first 8 months of employment. All costs (study materials & exams) are covered by the employer. Team members are allotted 1 hour per day to use for studying, and the rest of the studying must happen outside of regular business hours.

Benefits

$10,200 annual stipend for health, dental, and vision insurance
Profit Share eligibility with a 6-12 month waiting period, depending on when hired. Calculation is based on profit, base salary, and tenure. There is a cash component and a Long-Term Incentive component to the compensation plan. This typically ranges from 15-40% of your base salary in cash awards
60% LTDI, up to $7,000/m
$250 annual physical wellness stipend
3.5% 401(k) match
Unlimited PTO after 2 years of service
Many other benefits

This role is fully in person for the first year. Once you have a full year of service, you are eligible to Work From Home on Fridays. Once you have two full years of service, you are eligible to Work From Home on Tuesdays & Fridays.