B. Riley Corporate Services Inc, Westlake Village, CA, seeks to hire Senior Internal Auditors (multiple positions available) to perform the following duties: 1) Developing and executing financial, compliance, and operational audits, using Audit Tools, including AuditBoard. 2) Communicating with management to identify areas of concern and assisting the Director of Internal Audit and the Vice President of Internal Audit in determining the scope of each audit. 3) Working in, auditing, and testing controls within standard processes including Accounts Payable, General Ledger Close, Payroll, and Tax, including tracking and reporting the status of audits. 4) Drafting reports or deliverables to management and external auditors regarding the findings of the audit work. 5) Assisting management in identifying appropriate remediation plans for findings. 6) Working with clients in their year 1 SarbanesOxley Act (SOX) compliance process and assisting management in designing processes and controls from scratch, including leading Sarbanes-Oxley Walkthroughs and Documenting SOX Processes and Controls. 7) Collaborating with management and internal/external audit teams to determine the timing of walkthroughs and identify appropriate contacts to complete walkthroughs. 8) Understanding the changes to business processes and procedures and assisting the Director of Internal Audit in understanding how these changes will impact SOX controls and scope. 9) Identifying financial risks within relevant processes and preparing questions to assess management’s processes and controls to mitigate these risks. 10) Documenting management’s processes including creating process flow diagrams and flowcharts using Microsoft Visio and controls within the Risk and Control Matrix. 11) Administering quarterly SOX 302 Certifications to process owners to ensure documentation remains up-to-date and accurate. 12) Assisting external auditors in scheduling audit walkthroughs and assisting management in responding to external audit questions on processes and controls, including creating training materials and facilitating process owner trainings. 13) Testing SOX Controls using Excel functions including VLOOKUP, XLOOKUP, pivot tables, and concatenate. 14) Preparing test plans to sufficiently validate that SOX controls are operating effectively and adequately mitigate financial risks. 15) Executing test plans in accordance with Management’s testing frameworks and creating work papers to document results. 16) Assisting in creating training materials and co-facilitating training sessions. 17) Tracking and reporting the status of testing to Management and the Internal Audit team. 18) Identifying the effectiveness of control operations and collaborating with management to complete deficiency assessment procedures to determine the financial impact of findings. 19) Managing multiple client projects simultaneously, while independently handling process owner communications and delivering high-quality results, including in Financial Services, Telecommunications, eCommerce, Technology Retail Sales, Advisory, and Manufacturing industries. Bachelor’s (or foreign educ. equiv.) Degree in Economics, Accounting, or a closely related field plus one (1) year of experience in the job offered or related occupation. 40 hours per week; M-F Please send us your resume via email at candidates (at) placementservicesusa (dot) com with reference #0059-0002. Do not copy and paste your resume in the body email. Please attach it as a Word or PDF document. Thank you.