Compliance File Reviewer

Clayton Davies Ltd · Leeds

Reed.co.uk Posted May 13, 2026 First seen May 18, 2026
HOME BASED Our client is a leading wealth management firm who are seeking an experienced Level 4 qualified File Reviewer to join their growing compliance and quality assurance team. In this role, you will be responsible for carrying out detailed file checks to ensure all advice provided by their advisers meets FCA standards, internal policies, and industry best practice. Role & Responsibilities: Conduct comprehensive pre- and post-advice fil...