Join Interactive Brokers LLC as the Chief AML Officer, where you will lead and execute the firm's AML program, ensuring compliance with regulatory requirements. You will manage a team of approximately 200 personnel, maintain and update policies and procedures, design surveillance reports, and collaborate with various teams to implement KYC procedures. Additionally, you will respond to regulatory inquiries, improve training programs, assess staffing needs, and develop remedial action plans for audit findings.
About the role
- Experience managing AML teams - Outstanding organizational and time management skills - Excellent collaboration and communication (Verbal and written) skills - Series 24 registration or ability to obtain promptly preferred - Experience with AML transaction monitoring systems and case management tools - Strong understanding of FINRA, SEC, CFTC, and FinCEN AML regulatory requirements for broker-dealers - Strong technology aptitude with the ability to apply tech solutions to business and regulatory challenges - Excellent written and verbal communication skills - Proven ability to design compliance solutions that balance regulatory requirements with sound business judgment - Superb analytical and problem-solving skills - Self-motivated and able to handle tasks with minimal supervision - Strong academic background - 7–10+ years of AML compliance experience, ideally at a large broker-dealer or financial institution with an international client base - CAMS certification (or equivalent) requiredKey missions
- Oversee firm-wide AML compliance and serve as the primary point of contact with regulators, FinCEN, and law enforcement.
- Manage a team of approximately 200 personnel, ensuring appropriate staffing and resources, and maintaining and improving AML and KYC compliance training programs.
- Collaborate with Compliance, Legal, and Operations teams to ensure full adherence to the Bank Secrecy Act (BSA), USA PATRIOT Act, and other relevant regulations.