Compliance Consultant / File Checker

Resource Matters Ltd · L39SJ

Reed.co.uk Posted Sep 22, 2025 First seen May 18, 2026
Our wealth management client have enjoyed sustained growth and continue to have a unique and successful business model. They now require a further compliance / new business support individual The individual will support their advice function with duties including the following:- Carry out file reviews and maintain a log of checks undertaken: Check all documentation for completeness and consistency. Review and assess Adviser recommendations to cl...